Osvaldo is an SME in Compliance and Asset Management at NICE Actimize. Prior to joining NICE, he was a financial consultant at Fidelity Investments, helping retail and high net worth clients define their financial goals and providing financial planning concepts and solutions to achieve those goals. I was.
Prior to joining Fidelity, Mr. Osvaldo spent approximately 10 years at TIAA, four years on the institutional side of the business and approximately six years in the wealth management area. During his tenure at TIAA, he participated in projects and pilots specifically addressing his DOL and Conformance changes, including regulatory requirements and user interfaces.
Prior to joining TIAA, he spent two years as a financial advisor at Wells Fargo Advisors, responsible for wealth management services in one of its five offices. Osvaldo began his career as a financial advisor at Bank of America/Merrill Lynch for approximately seven years, responsible for running the wealth management practice across six offices.
Osvaldo holds a BA in Finance from the University of New Jersey City. He also holds Series 7, 63, 65, Life & Health Producer Licenses from New Jersey.
